Ingrid E. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ingrid Elise Erickson was a registered financial professional .
Ingrid is a previously registered financial professional and started their career in finance in 2011. Ingrid had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2015 - May 27, 2016
ELKHORN INVESTMENTS
August 14, 2015 - May 27, 2016
ELKHORN SECURITIES, LLC
July 8, 2015 - July 17, 2015
INVESCO ADVISERS, INC.
February 10, 2011 - July 17, 2015
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ELKHORN INVESTMENTS
CRD#: 168198 / SEC#: 801-78482
Contact information
Red Flags
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