Lucas D. Hohnstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucas Dean Hohnstein was a registered financial professional .
Lucas is a previously registered financial professional and started their career in finance in 2010. Lucas had worked at 4 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - June 15, 2020
SEAPORT GLOBAL SECURITIES LLC
October 14, 2014 - February 4, 2016
INTL FCSTONE CREDIT TRADING LLC
March 11, 2013 - September 18, 2013
ALLIED BEACON PARTNERS, INC.
September 10, 2010 - February 22, 2012
DC ADVISORY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/14/2023
General Securities Representative ExaminationSeries 79TO
Date: 9/14/2023
Investment Banking Registered Representative ExaminationCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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