Adam H. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Harris Cohn was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2010. Adam had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - August 25, 2017
NORTHCOAST ASSET MANAGEMENT LLC
September 22, 2015 - October 28, 2015
LORD, ABBETT & CO. LLC
September 16, 2015 - October 28, 2015
LORD ABBETT DISTRIBUTOR LLC
April 23, 2014 - May 4, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 14, 2011 - April 22, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 13, 2010 - April 22, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NORTHCOAST ASSET MANAGEMENT LLC
CRD#: 109582 / SEC#: 801-57294
Contact information
Red Flags
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