Gillette T. Edmunds

ROCKRIDGE MONEY MANAGEMENT LLC

Oakland, CA

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CRD#: 5831495

Professional summary

Gillette Thomas Edmunds is a registered financial advisor currently at ROCKRIDGE MONEY MANAGEMENT LLC located in Oakland, California.

Gillette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gillette has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Author of novels. The business is not investment related. The address is 5828 Ocean View Drive, Oakland CA 94618. The nature of the business is writing fiction. I started the business around 2017. I spend around 30 hours a month devoted to the business and about half of them are during securities trading hours. My duties are to write, edit and publish novels.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gillette Thomas Edmunds's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2010 - Present

ROCKRIDGE MONEY MANAGEMENT LLC

RIA

CRD#: 154778

Oakland, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/24/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2010

Uniform Investment Adviser Law Examination

Current Firm

ROCKRIDGE MONEY MANAGEMENT LLC

CRD#: 154778 / SEC#: 801-71855

RIA

Registered Investment Advisory firm - (7/5/2012 Terminated)

California

Registered Investment Advisory firm - (6/22/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Oakland, CA

Mailing Address

Phone number

(510) 593-7431

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 15,893,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gillette T. Edmunds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gillette Thomas Edmunds's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKRIDGE MONEY MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2010

Current Firm

ROCKRIDGE MONEY MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKRIDGE MONEY MANAGEMENT LLC

TRUST BUT VERIFY

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