AC
Alan T. Chu
GLOBAL VIEW CAPITAL MANAGEMENT LLC
HONOLULU, HI 96814
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CRD#: 5831262
AC
Professional summary
Alan Tin-lo Chu, who also goes by Alan Chu, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Honolulu, Hawaii.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Alan has worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan Chu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] CHU PACIFIC LIFE; NOT INVESTMENT RELATED: ADDRESS: 2250 KALAKANA AVENUE #508, HONOLULU, HI 90814; NATURE: WHOLESALE-JEWELRY; POSITION: OWNER: STARTED: MARCH 2011; APPROX. ZERO HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HOURS; REPSONSIBILITIES: NONE. FAMILY BUSINESS THAT MOTHER OVERSEES. [2] INNOVATION FINANCIAL GROUP INC (IFG); NOT INVESTMENT RELATED; ADDRESS: 1441 KAPIOLANI BOULEVARD #912, HONOLULU, HI 96814; NATURE: BUISNESS SERVICES-INSURANCE; POSITION: PRESIDENT AND GENERAL INSURANCE AGENT; STARTED: 05.01.2011; APPROX. 40 HRS/MO; APPROX. ZERO HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: EXECUTIVE MANAGEMENT FUNCTIONS, IINOVATIVE FINANCIAL GROUP INC OFFERS TAX AND ACCOUNTING SERVICES AND PROPERTY MANAGEMENT THROUGH ITS SUBSIDIARIES. [3] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 01.01.2025; APPROX. 40 HRS/MONTH DURING TRADING HOURS; APPROX. 30 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS. [4] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 03.13.2025; APPROX. 40 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. _20 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Tin-lo Chu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2025 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 1441 Kapiolani Boulevard #912, Honolulu, HI 96814RIA
CRD#: 158292
HONOLULU, HI
Past
May 18, 2023 - April 21, 2025
ACRYLIC FINANCIAL, INC.
RIA
CRD#: 288263
FOUNTAIN HILLS, AZ
Past
June 30, 2021 - May 15, 2023
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
Honolulu, HI
Past
January 6, 2012 - August 15, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
HONOLULU, HI
Past
October 25, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Hawaii(4/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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