Brandon Archibald

THE IVY LEAGUE ADVISORY GROUP

Tilton, NH 03276

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CRD#: 5831079

Professional summary

Brandon Archibald is a registered financial advisor currently at THE IVY LEAGUE ADVISORY GROUP, LLC located in Tilton, New Hampshire.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brandon has worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVT REL; 322 W. MAIN ST SUITE 216, TILTON NH 03276; DBA INSURANCE SALES; START 02/2014; 80 HRS/MO; 80 HRS/MO DURING TRADING; INSURANCE/ADVISORY - SALES AND SERVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Archibald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2014 - Present

THE IVY LEAGUE ADVISORY GROUP, LLC

Office #1: 322 W Main Street Suite 216, Tilton, NH 03276Office #2: 530 E Hunt Hwy Suite 103 #480, San Tan Valley, AZ 85142

RIA

CRD#: 172730

Tilton, NH

Past

February 4, 2014 - November 14, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

TILTON, NH

Past

April 19, 2013 - January 28, 2014

PFS INVESTMENTS INC.

RIA

CRD#: 10111

TILTON, NH

Past

September 21, 2010 - January 28, 2014

PFS INVESTMENTS INC.

CRD#: 10111

TILTON, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/1/2023)

IAR

New Hampshire
(11/14/2014)

IAR

Vermont
(5/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/20/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/26/2013

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THE IVY LEAGUE ADVISORY GROUP, LLC

CRD#: 172730 / SEC#:

Arizona

Registered Investment Advisory firm - (2/1/2023 Approved)

Louisiana

Registered Investment Advisory firm - (11/25/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (11/12/2014 Approved)

Vermont

Registered Investment Advisory firm - (5/10/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

530 E Hunt Hwy Suite 103 #480, San Tan Valley, AZ 85142

Mailing Address

Phone number

(603) 899-7572

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 22,968,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon Archibald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Archibald's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE IVY LEAGUE ADVISORY GROUP, LLC

GRADIENT ADVISORS, LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2013

Series 63

Date: 10/29/2010

Series 6

Date: 9/20/2010

Series 26

Date: 2/26/2013

Current Firm

THE IVY LEAGUE ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE IVY LEAGUE ADVISORY GROUP, LLC

TRUST BUT VERIFY

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