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EE

Erin D. Emnett

J.W. COLE FINANCIAL
Safety Harbor, FL 34695
CRD#: 5831042
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EE
Erin D EmnettJ.W. COLE FINANCIAL

Professional summary

Erin D Emnett, who also goes by Erin Diane Emnett, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Safety Harbor, Florida.

Erin is registered as a RR (Registered Representative) and started their career in finance in 2012. Erin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Erin Diane Emnett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erin D Emnett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2025 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 200 Ninth Avenue North Suite 100, Safety Harbor, FL 34695
BD
CRD#: 124583
Safety Harbor, FL
Past

January 23, 2017 - June 19, 2026

ROGAN & ASSOCIATES, INC.

RIA
CRD#: 42762
SAFETY HARBOR, FL
Past

January 17, 2017 - June 10, 2025

ROGAN & ASSOCIATES, INC.

BD
CRD#: 42762
SAFETY HARBOR, FL
Past

April 12, 2013 - January 17, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CLEARWATER, FL
Past

September 24, 2012 - January 17, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CLEARWATER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/12/2025)
RR
Kansas
(1/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/10/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JC
J.W. COLE FINANCIAL, INC.
J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634
Phone number
(813) 935-6776
Established
Florida since 10/14/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JWC WEALTH PARTNERSOWNER
FUSSA OCASIO, FERNANDOCFO/FINOP2471569
LOFGREN, KURT WALKERCHIEF COMPLIANCE OFFICER3048472
PACK, TODD JAMESCHIEF OPERATING OFFICER2795590
WEST, EUGENEDESIGNATED MUNICIPAL PRINCIPAL/ROSFP2059974
WOOD, ROBERT JULIANTREASURER/SECRETARY/GP/CEO3217809

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

J.W. COLE FINANCIAL, INC.

CRD#: 124583Safety Harbor, FL 34695

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