Johnny C. Pak

OTIUM ADVISORY GROUP

Hawthorne, CA

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CRD#: 5830830

Professional summary

Johnny Chu-hyon Pak, CFP®, who also goes by John C Pak, is a registered financial advisor currently at OTIUM ADVISORY GROUP, LLC located in Hawthorne, California.

Johnny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Johnny has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Biography

·       If you are open to the idea of prioritizing, organizing, and purging, you will save time and money. 

·       If you change the way you see things, you will change the way you do things.

·       If you find someone to go along with you on your financial journey, you will have more success.

-       If you believe that taking action is better than creating the perfect plan, you are two steps closer to reaching your goals.

Curious to find out how incorporating ‘Financial Minimalism’ into your plan can help? Take advantage of the complimentary consultation.

I look forward to sharing my vision of how we can get you to the finish line.

Question & Answer

What are your service offerings?

Retirement Income Management

Education Planning

Tax Planning

Budgeting

Retirement Planning

Comprehensive Financial Planni...

Social Security Planning

Estate Planning

Investment Planning

Socially Responsible Investing

Insurance Planning

Health Care

Inheritance

Do you have an area of expertise or specialization?

AUM

Baby Boomers

Charitable Giving

College/Education Planning

Corporate Executives

Divorce Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

John C Pak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Otium Advisory Group, LLC; Investment-Related; 1800 Century Park East, Ste. 600, Los Angeles, California 90067; Investment Adviser; Investment Adviser Representative; August 2016; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny Chu-hyon Pak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 29106

COSTA MESA, CA

Past

August 23, 2010 - March 8, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MANHATTAN BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/30/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/31/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OTIUM ADVISORY GROUP, LLC

CRD#: 285173 / SEC#:

California

Registered Investment Advisory firm - (11/2/2016 Approved)

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Contact information

Main Address

Hawthorne, CA

Mailing Address

1800 Century Park East, Suite 600, Los Angeles, CA 90067

Phone number

(310) 737-8266

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 20,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Johnny C. Pak

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny Chu-hyon Pak's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORIGIN INVESTMENT ADVISORY LLC

SEARCHLIGHT INVESTMENTS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2011

Series 63

Date: 8/30/2010

Series 7

Date: 3/31/2011

Series 6

Date: 8/20/2010

Current Firm

OTIUM ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OTIUM ADVISORY GROUP, LLC

TRUST BUT VERIFY

Contact information

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