Drew B. Genter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Buchsbaum Genter, who also goes by Drew B Genter, was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 2010. Drew had worked at 3 firms and has passed the SIE, Series 48, Series 44 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2024 - June 2, 2026
CUMBERLAND SECURITIES LLC
March 1, 2023 - May 3, 2024
DRW EXECUTION SERVICES, LLC
August 26, 2010 - February 25, 2020
OPTIVER US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 48
Date: 2/8/2011
AMEX Market Maker ExamSeries 44
Date: 10/4/2010
PCX Market Maker ExamCurrent Firm
CUMBERLAND SECURITIES LLC
CRD#: 13970 / SEC#: , 8-31215
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
