Layla S. Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Layla S Torres was a registered financial professional .
Layla is a previously registered financial professional and started their career in finance in 2010. Layla had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2021 - May 23, 2022
EVOKE ADVISORS
December 16, 2015 - May 24, 2021
LPL FINANCIAL LLC
May 19, 2015 - May 24, 2021
LPL FINANCIAL LLC
October 1, 2012 - May 12, 2015
J.P. MORGAN SECURITIES LLC
August 20, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
EVOKE ADVISORS
CRD#: 300856 / SEC#: 801-115290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/22/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/22/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EVOKE ADVISORS
CRD#: 300856 / SEC#: 801-115290
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,365 |
| AUM (Assets Under Management) | $ 27,695,485,582 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
