Irma Tsikhiseli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irma Tsikhiseli was a registered financial professional .
Irma is a previously registered financial professional and started their career in finance in 2010. Irma had worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2024 - June 24, 2026
CHARLES SCHWAB & CO., INC.
December 20, 2024 - June 24, 2026
CHARLES SCHWAB & CO., INC.
September 7, 2023 - August 13, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 24, 2023 - August 13, 2024
FIDELITY BROKERAGE SERVICES LLC
April 16, 2020 - August 3, 2023
WELLS FARGO CLEARING SERVICES, LLC
April 16, 2020 - August 3, 2023
WELLS FARGO CLEARING SERVICES, LLC
January 23, 2020 - March 19, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
September 22, 2016 - March 1, 2018
CITIGROUP GLOBAL MARKETS INC.
September 22, 2016 - March 1, 2018
CITIGROUP GLOBAL MARKETS INC.
October 1, 2012 - August 25, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 25, 2016
J.P. MORGAN SECURITIES LLC
June 11, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 25, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/24/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CHARLES SCHWAB & CO., INC.
CRD#: 5393 / SEC#: 801-29938, 8-16514
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWAB HOLDINGS, INC. | 100% OWNER | |
| BEATTY, JONATHAN SCOTT | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | 2429276 |
| CRAIG, JONATHAN M | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | 4144656 |
| HATHI, NEESHA K | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | 2648997 |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 6403083 |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | 4811434 |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | 4700461 |
| VERDESCHI, MICHAEL DANIEL | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 4570777 |
Disclosures
| Regulatory Event | 58 |
| Civil Event | 3 |
| Arbitration | 251 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2026 | ||
| 02/24/2025 | ||
| 01/19/2024 | ||
| 04/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
