Ross Marinoni Lawrence, AIF | Financial Professional | Nevada, Missouri

Professional summary

Ross Marinoni Lawrence, AIF® is a registered financial advisor currently at CWM, LLC located in Nevada, Missouri and CETERA WEALTH SERVICES, LLC located in Nevada, Missouri.

Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ross has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 04/2017; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE; 2. CARSON WEALTH; INVESTMENT RELATED; SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, START: 1/2023, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, DBA FOR FINANCIAL SERVICES; 3. ROTARY INTERNATIONAL, INVESTMENT RELATED: NO, 200 COUNTRY CLUB DRIVE, NEVADA, MO 64772, SERVICE ORGANIZATION, START: 6/2011, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, MEMBERSHIP CHAIR, RECRUITER OF NEW ROTARIANS; 4. UNITED WAY OF VERNON COUNTY, INVESTMENT RELATED: NO, 201 E CHERRY STREET, SUITE 200, NEVADA, MO 64772, FUND RAISING AND DISTRIBUTING TO MEMBER AGENCIES, START: 5/2012, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, VOTE ON THE AMOUNT OF DISTRIBUTIONS, ONE OF SEVENTEEN VOTING BOARD MEMBERS. I HAVE NO CONTROL OF FUNDS AND NO ACCESS TO FUNDS, INCLUDING NO CHECKING. VOTING OCCURS ONCE A YEAR IN FEBRUARY; 5. NEVADA/VERNON COUNTY CHAMBER OF COMMERCE, INVESTMENT RELATED: NO, 225 W AUSTIN, NEVADA, MO 64772, PROMOTING BUSINESS IN THE COMMUNITY, START DATE: 9/2012 , APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, VICE PRESIDENT - OVERSEE MEMBERSHIP GROWTH AND RETENTION; 6. IRONMAN FOUNDATION, CHOICES EDUCATION GROUP; INVESTMENT RELATED: NO; 225 W AUSTIN, NEVADA, MO 64772; FUNDRAISING / CHARITY; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; DUTIES: RAISE MONEY THROUGH THE IRONMAN FOUNDATION FOR CHOICES EDUCATION GROUP ON THE CROWDRISE PLATFORM; 7. CLC INCORPORATED, INVESTMENT RELATED: NO, SAME AS REGISTERED LOCATION, EDUCATIONAL, START: 6/2017, SPEAKER, APX NUMBER OF HOURS PER WEEK: 12, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, PRESENT MATERIAL ON RETIREMENT AND INVESTING TO EMPLOYEES OF 3M; 8. FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; A: SAME AS REGISTERED LOCATION; FIXED INSURANCE; START : 8/2020; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; INSURANCE AGENT SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 9. WHITE EMBER, LLC; INVESTMENT RELATED: NO; SAME AS REGISTERED LOCATION; EXPENSE MANAGEMENT; START: 1/2023; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; LLC USED TO PAY EMPLOYEES & RECEIVE CWM ADVISORY FEES & COMMISSIONS; 10. ROLO VENTURES, INC; INVESTMENT RELATED: NO; SAME AS RESIDENTIAL LOCATION; HOLDING COMPANY; START: 1/2023; OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; HOLDING COMPANY FOR SHARES OF WHITE EMBER, 11. BLEU CAT CAPITAL, LLC, INVESTMENT RELATED: NO, SAME AS RESIDENTIAL LOCATION, REAL ESTATE, STARTED: 05/2024, MANAGING MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BUYING ONE PIECE OF COMMERCIAL REAL ESTATE AND RENTING IT OUT;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Marinoni Lawrence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 24, 2017 - Present

CWM, LLC

Office #1: 225 W Austin Boulevard, Nevada, MO 64772

RIA

CRD#: 155344

Nevada, MO

Current

April 24, 2017 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 225 W Austin, Nevada, MO 64772

BD

CRD#: 13572

Nevada, MO

Past

November 25, 2011 - May 16, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEVADA, MO

Past

July 26, 2011 - May 16, 2017

LPL FINANCIAL LLC

BD

CRD#: 6413

NEVADA, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(4/24/2017)

RR

Arkansas
(4/24/2017)

RR

California
(4/24/2017)

RR

Colorado
(4/24/2017)

RR

Florida
(4/24/2017)

RR

Georgia
(4/24/2017)

RR

Illinois
(4/24/2017)

RR

Indiana
(4/24/2017)

RR

Iowa
(4/24/2017)

RR

Kansas
(4/24/2017)

RR

Kentucky
(1/17/2020)

RR

Louisiana
(4/24/2017)

RR

Michigan
(4/24/2017)

RR

Minnesota
(4/24/2017)

RR

Missouri
(4/24/2017)

IAR

Missouri
(4/24/2017)

RR

Montana
(4/24/2017)

RR

Nebraska
(4/24/2017)

RR

Nevada
(4/24/2017)

RR

New Jersey
(4/24/2017)

RR

New Mexico
(4/24/2017)

RR

New York
(7/12/2017)

RR

North Carolina
(5/17/2017)

RR

Ohio
(4/24/2017)

RR

Oklahoma
(4/24/2017)

RR

Oregon
(4/24/2017)

RR

Pennsylvania
(4/24/2017)

RR

South Dakota
(11/12/2020)

RR

Texas
(4/24/2017)

IAR

Texas
(4/24/2017)

RR

Virginia
(4/24/2017)

RR

Washington
(4/24/2017)

RR

Wisconsin
(4/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 11/23/2011

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 8/4/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/25/2011

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

14600 Branch St., Omaha, NE 68154

Mailing Address

Phone number

(402) 330-0808

Established

Firm type

Fiscal year end

# of Employees

1,314

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM, LLC ADV PART 2A (7/9/2025)

CWM, LLC APPENDIX WRAP PROGRAM (5/8/2025)

Regulatory assets under management

Total Number of Accounts	124,944
AUM (Assets Under Management)	$ 33,775,526,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ross M. Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Marinoni Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CWM, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2011

Series 63

Date: 8/4/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2011

FINRA

Current Firm

CWM, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWM, LLC

TRUST BUT VERIFY

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