Benjamin P. Holcombe

APPLETON PARTNERS

BOSTON, MA 02109

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CRD#: 5830353

Professional summary

Benjamin Peter Holcombe is a registered financial advisor currently at APPLETON PARTNERS, INC. located in Boston, Massachusetts.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Benjamin has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Peter Holcombe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2018 - Present

APPLETON PARTNERS, INC.

Office #1: One Post Office Square 5th Floor, Boston, MA 02109

RIA

CRD#: 110049

BOSTON, MA

Past

May 12, 2015 - December 31, 2017

APPLETON PARTNERS, INC.

RIA

CRD#: 110049

BOSTON, MA

Past

May 2, 2012 - August 26, 2014

MORGAN STANLEY

RIA

CRD#: 149777

BOSTON, MA

Past

May 2, 2012 - August 26, 2014

CRD#: 5009

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/2010

General Securities Representative Examination

Current Firm

APPLETON PARTNERS, INC.

APPLETON PARTNERS INC | APPLETON PARTNERS,INC. | APPLETON PARTNERS, INC.

CRD#: 110049 / SEC#: 801-29384

RIA

Registered Investment Advisory firm - (2/10/1987 Approved)

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Contact information

Main Address

One Post Office Square 5th Floor, Boston, MA 02109

Mailing Address

Phone number

(617) 338-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPLETON PARTNERS, ADV PART 2 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	7,414
AUM (Assets Under Management)	$ 13,452,681,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/11/2025	Cover Page	Report
01/11/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin P. Holcombe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Peter Holcombe's CRS (Customer Relationship Summary).

Certified licenses

Experience

APPLETON PARTNERS, INC.

MORGAN STANLEY

MORGAN STANLEY

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

APPLETON PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2010

Series 7

Date: 9/13/2010

Current Firm

APPLETON PARTNERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APPLETON PARTNERS, INC.

TRUST BUT VERIFY

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