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JH

James Frey Harrison Jr

MFS FUND DISTRIBUTORS
Hingham, MA
·CRD# 5830347·16 years experience

Professional Summary

James Frey Harrison Jr, who also goes by James F Harrison Jr, James Frey Harrison, Jamie F Harrison Jr, is a registered financial advisor currently at MFS FUND DISTRIBUTORS, INC. located in Hingham, Massachusetts. James is registered as a RR (Registered Representative) and started their career in finance in 2010. James has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James F Harrison Jr, James Frey Harrison, Jamie F Harrison Jr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

MFS FUND DISTRIBUTORS, INC.·CRD# 31052
BD
Hingham, MA
July 9, 2024 - Present
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
New York, NY
April 22, 2015 - October 2, 2023
DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
New York, NY
August 9, 2010 - March 9, 2015

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Current Firm

MF
MFS FUND DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: 8-45321
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

111 Huntington Avenue, Boston, MA 02199

Mailing Address

111 Huntington Avenue, Boston, MA 02199

Phone Number

(617) 954-5000

Established

Delaware since 10/27/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANYPARENT COMPANY—
HARDIN, HEIDI WALTERSECRETARY2619251
HUNT, MICHAEL ANDREWCHIEF COMPLIANCE OFFICER4150065
KEENAN, MICHAEL SEANPRESIDENT AND DIRECTOR2324763
KENNEY, SEAN MARTINDIRECTOR AND CHAIRMAN OF THE BOARD4851636
SMELSTOR, JOSEPH JOHN IVTREASURER AND SENIOR GROUP CONTROLLER6247186

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(7/9/2024)
RR
New Jersey
(7/9/2024)
RR
New York
(7/9/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2012

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2026About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Frey Harrison Jr's CRS (Customer Relationship Summary).

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JH
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