Bradley S. Harkness

GREENBUSH FINANCIAL GROUP

Albany, NY 12205

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CRD#: 5830242

Professional summary

Bradley Scott Harkness, who also goes by Bradley S Harkness, is a registered financial advisor currently at GREENBUSH FINANCIAL GROUP, LLC located in Albany, New York.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Bradley has worked at 3 firms and has passed the Series 65, Series 66, Series 6TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley S Harkness

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Trustee for Sctoia Glenville Elks, a chapter of the Benevolent and Protective Order of Elks, a fraternal community service organization. This position is Non-Investment related. The address is: 176 Sacandaga Rd; Scotia, NY 12302. I have been a trustee within the organization since 2019. This commitment takes place in the evening and is not during trading hours. As a member of the trustees, I am one of five members responsible for overseeing the finances of the lodge including ensuring that all expenses are budged and paid on time as well as overseeing the revenue coming into the lodge. Greenbush Financial Group. RIA. Manage Client Accounts, Hold client review appointments Securities relates. State date 2023. TBD hours devoted per month TBD hours during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Scott Harkness's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2024 - Present

GREENBUSH FINANCIAL GROUP, LLC

Office #1: 159 Wolf Road Suite 101, Albany, NY 12205

RIA

CRD#: 125500

Albany, NY

Past

October 9, 2023 - May 15, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Albany, NY

Past

September 13, 2010 - November 1, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENBUSH FINANCIAL GROUP, LLC

CRD#: 125500 / SEC#: 801-73044

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

New York

Registered Investment Advisory firm - (2/22/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/11/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/9/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/31/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/10/2010

General Securities Representative Examination

Current Firm

GREENBUSH FINANCIAL GROUP, LLC

CRD#: 125500 / SEC#: 801-73044

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

New York

Registered Investment Advisory firm - (2/22/2012 Terminated)

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Contact information

Main Address

159 Wolf Road Suite 101, Albany, NY 12205

Mailing Address

Phone number

(518) 477-6686

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENBUSH FINANCIAL GROUP, LLC PT 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 498,155,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley S. Harkness

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Scott Harkness's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

GREENBUSH FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2024

Series 66

Date: 2/11/2011

Series 6TO

Date: 10/9/2023

SIE

Date: 10/1/2018

Series 3

Date: 8/31/2018

Series 7

Date: 9/10/2010

Current Firm

GREENBUSH FINANCIAL GROUP, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENBUSH FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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