Wesley C. Calvert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Curtis Calvert, who also goes by Wes Calvert, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 2012. Wesley had worked at 2 firms and has passed the Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2023 - August 6, 2024
HMC INVESTMENTS, LLC
August 14, 2012 - February 25, 2014
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/14/2023
Investment Banking Registered Representative ExaminationCurrent Firm
HMC INVESTMENTS, LLC
CRD#: 40581 / SEC#: , 8-49140
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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