James Thomas Ferrin
CFP®Professional Summary
James Thomas Ferrin, CFP®, who also goes by Jt Ferrin, is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Draper, Utah and PURSHE KAPLAN STERLING INVESTMENTS located in Draper, Utah. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jt Ferrin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures on record.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
AK WEALTH MANAGEMENT | WIEGAND FINANCIAL GROUP | SCOTT STRATEGIC INVESTMENTS, LLC | PFP STRATEGIC WEALTH ADVISORS | ASSET ONE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
11201 Se 8th Street, Suite 105, Bellevue, WA 98004Phone Number
(425) 504-8200# of Employees
19SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,056AUM (Assets Under Management)
$982,530,630Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AK WEALTH MANAGEMENT | WIEGAND FINANCIAL GROUP | SCOTT STRATEGIC INVESTMENTS, LLC | PFP STRATEGIC WEALTH ADVISORS | ASSET ONE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(9/30/2025)
(11/12/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Thomas Ferrin's CRS (Customer Relationship Summary).
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