Felipe Ayala

NATIXIS ADVISORS

Miami, FL

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CRD#: 5829136

Professional summary

Felipe Ayala is a registered financial advisor currently at NATIXIS ADVISORS, LLC located in Miami, Florida and NATIXIS DISTRIBUTION, LLC located in Miami, Florida.

Felipe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Felipe has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felipe Ayala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2021 - Present

NATIXIS ADVISORS, LLC

Office #2: 777 Brickell Suite 708, Miami, FL 33131

RIA

CRD#: 106800

Miami, FL

Current

November 17, 2020 - Present

NATIXIS DISTRIBUTION, LLC

Office #1: 777 Brickell Suite 500, Miami, FL 33131

CRD#: 34754

Miami, FL

Past

January 3, 2011 - November 13, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

January 3, 2011 - November 13, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

November 9, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ISSAQUAH, WA

Past

August 30, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ISSAQUAH, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIXIS ADVISORS, LLC

CRD#: 106800 / SEC#: 801-48408

RIA

Registered Investment Advisory firm - (3/1/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/17/2020)

California
(11/17/2020)

Connecticut
(11/17/2020)

District of Columbia
(11/17/2020)

Florida
(11/17/2020)

IAR

Florida
(2/9/2021)

Georgia
(11/17/2020)

Indiana
(11/17/2020)

Maine
(11/17/2020)

Maryland
(11/17/2020)

Massachusetts
(11/17/2020)

Michigan
(11/17/2020)

Missouri
(11/17/2020)

Nevada
(11/17/2020)

New Jersey
(11/17/2020)

New Mexico
(11/17/2020)

New York
(11/17/2020)

North Carolina
(11/17/2020)

Ohio
(11/17/2020)

Oklahoma
(11/17/2020)

Pennsylvania
(11/17/2020)

Puerto Rico
(11/17/2020)

South Carolina
(11/17/2020)

Tennessee
(11/17/2020)

Texas
(11/17/2020)

Virginia
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/9/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/14/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/27/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NATIXIS ADVISORS, LLC

CRD#: 106800 / SEC#: 801-48408

RIA

Registered Investment Advisory firm - (3/1/1995 Approved)

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Contact information

Main Address

888 Boylston Street Suite 800, Boston, MA 02199

Mailing Address

Phone number

(617) 449-2802

Established

Firm type

Fiscal year end

# of Employees

426

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NATIXIS ADVISORS, LLC FORM ADV - PART 2A (10/30/2025)

Regulatory assets under management

Total Number of Accounts	85,258
AUM (Assets Under Management)	$ 85,230,726,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Felipe Ayala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felipe Ayala's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIXIS DISTRIBUTION, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

NATIXIS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2010

Series 63

Date: 10/19/2010

SIE

Date: 10/1/2018

Series 3

Date: 5/9/2018

Series 7

Date: 8/14/2013

Series 6

Date: 8/27/2010

FINRA

Current Firm

NATIXIS ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NATIXIS ADVISORS, LLC

TRUST BUT VERIFY

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