RR
Richard J. Ryan
RDA FINANCIAL NETWORK
MASON CITY, IA 50401
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CRD#: 5828789
RR
Professional summary
Richard J. Ryan is a registered financial advisor currently at RDA FINANCIAL NETWORK located in Mason City, Iowa.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) YANTIS AND ASSOCIATES INSURANCE AGENCY - AGENT - ISURANCE SALES - CEDAR FALLS, IA - SINCE 11/2008 - INVESTMENT RELATED 2.) RJR & ASSOCIATES LLC - OWNER/PARTNER - HOLDS OWNERSHIP OF YANTIS AND ASSOCIATES FINANCIAL ADVISORS - CEDAR FALLS, IA - SINCE 01/2015 - NOT INVESTMENT RELATED 3.) RDA FINANCIAL NETWORK - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORY - CEDAR FALLS, IA - SINCE 07/2016 - INVESTMENT RELATED 4.) YANTIS AND ASSOCIATES INSURANCE AGENCY - AGENT/OWNER - INSURANCE SALES - CEDAR FALLS, IA - SINCE 11/2008 - INVESTMENT RELATED 5.) YANTIS AND ASSOCIATES FINANCIAL ADVISORS - PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - CEDAR FALLS, IA - SINCE 01/2005 - INVESTMENT RELATED 6.) SELECT PROPERTY GROUP - OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - CEDAR FALLS, IA - SINCE 01/2020 - INVESTMENT RELATED 7.) RYAN FINANCIAL NETWORK - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - MASON CITY, IA - SINCE 04/2022 - INVESTMENT RELATED 8.) Club Baseball Non Profit - Treasurer - on Board of Directors - Waverly, IA - Since 4-2025 - Not Investment Related - 5 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Richard J. Ryan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2011 - Present
RDA FINANCIAL NETWORK
Office #1: 1527 S Monroe Ave, Mason City, IA 50401Office #2: 2603 Rainbow Dr, Cedar Falls, IA 50613RIA
CRD#: 147309
MASON CITY, IA
Past
July 15, 2016 - December 31, 2022
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CEDAR FALLS, IA
Past
September 29, 2010 - July 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MASON CITY, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(3/16/2011)
IAR
Nebraska(11/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RF
RDA FINANCIAL NETWORK
ADVANCED FINANCIAL CONCEPTS | YANTIS AND ASSOCIATES FINANCIAL ADVISORS | THE ROTH COMPANIES, INC. | RYAN FINANCIAL NETWORK | RDA FINANCIAL NETWORK, INC. | RDA FINANCIAL NETWORK | MONETARY STRATEGIES | MIMS FINANCIAL SERVICES | LUCASIAN WEALTH MANAGEMENT | LEGACY FINANCIAL LLC | LANE FAMILY WEALTH MANAGEMENT | INTERACTIVE FINANCIAL SERVICES | BOBB FINANCIAL | ASCENT ADVISORY SOLUTIONS
CRD#: 147309 / SEC#: 801-69651
RIA
Registered Investment Advisory firm - (10/16/2008 Approved)Illinois
Registered Investment Advisory firm - (10/16/2008 Terminated)Iowa
Registered Investment Advisory firm - (5/18/2015 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Reed Street Suite #2, Akron, IA 51001
Mailing Address
321 Reed Street Suite #2, Akron, IA 51001
Phone number
(888) 300-4975
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,347 |
| AUM (Assets Under Management) | $ 578,744,853 |
Red Flags
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