James R. Bowler
Professional summary
James Richard Bowler is a registered financial advisor currently at COLSARA NATIONAL WEALTH MANAGEMENT LLC located in Peekskill, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Bowler's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2020 - Present
COLSARA NATIONAL WEALTH MANAGEMENT LLC
October 25, 2013 - August 29, 2019
WELLS FARGO CLEARING SERVICES, LLC
October 3, 2013 - August 29, 2019
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/7/2020)
(3/1/2021)
(5/15/2020)
Exams
Current Firm
COLSARA NATIONAL WEALTH MANAGEMENT LLC
CRD#: 305167 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 28,738,969 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
