Kubatbek Akmatov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kubatbek Akmatov was a registered financial professional .
Kubatbek is a previously registered financial professional and started their career in finance in 2010. Kubatbek had worked at 3 firms and has passed the Series 63, Series 65, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2011 - August 9, 2012
POINTE ATLANTIC, INC
December 23, 2010 - February 28, 2011
VCS VENTURE SECURITIES
July 29, 2010 - August 16, 2012
GLOBAL CAPITAL ADVISERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POINTE ATLANTIC, INC
CRD#: 46599 / SEC#: , 8-51486
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASPEN CAPITAL PARTNERS, LLC | OWNER | |
| RICHARDSON, PAUL REID | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER | 1006146 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
