Erik J. Aspelin
WAVERLY ADVISORS
COLORADO SPRINGS, CO 80905
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CRD#: 5828403
Professional summary
Erik James Aspelin, CFP® is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Colorado Springs, Colorado.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Erik has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Erik Aspelin joined Waverly Advisors in October of 2023 after Rainsberger Wealth Advisors was acquired by Waverly. He serves as a Portfolio Manager at Waverly in Colorado Springs. Erik pursued a career as geologist and environmental consultant for 20 years and later transitioned to wealth management focusing on portfolio management and comprehensive financial planning. He finds that assisting his clients to achieve their financial goals to be particularly satisfying.
In his spare time, Erik enjoys traveling, hiking, cooking, and spending time with friends and family.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Education Planning
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Erik James Aspelin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Education
Colorado State University
BS - Geology
University of New Mexico
Executive Certificate - Financial Planning
Experience
Current
November 16, 2023 - Present
WAVERLY ADVISORS, LLC
Office #1: 980 Pico Point, Colorado Springs, CO 80905RIA
CRD#: 115332
COLORADO SPRINGS, CO
Past
February 10, 2021 - April 2, 2024
RAINSBERGER WEALTH ADVISORS
RIA
CRD#: 108325
COLORADO SPRINGS, CO
Past
October 4, 2010 - December 2, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLORADO SPRINGS, CO
Past
September 13, 2010 - December 2, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
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Company Information
WAVERLY ADVISORS, LLC
CRD#: 115332Colorado Springs, CO 80905TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
