John Z. Schiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Zingale Schiro, who also goes by John Z Schiro, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2026 - March 26, 2026
RAYMOND JAMES & ASSOCIATES, INC.
January 23, 2026 - March 26, 2026
RAYMOND JAMES & ASSOCIATES, INC.
September 13, 2023 - January 28, 2026
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
September 12, 2023 - January 28, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
August 22, 2022 - September 14, 2023
J.P. MORGAN SECURITIES LLC
September 9, 2019 - June 17, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 2, 2013 - September 5, 2019
RUSSELL INVESTMENTS
July 2, 2013 - September 5, 2019
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 24, 2011 - July 9, 2013
MORGAN STANLEY
October 24, 2011 - July 9, 2013
MORGAN STANLEY
November 12, 2010 - January 3, 2011
U.S. BANCORP INVESTMENTS, INC.
September 23, 2010 - October 14, 2011
U.S. BANCORP INVESTMENTS, INC.
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES | DIRECTOR | 3130320 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| KONEFAL, RICHARD EUGENE | DIRECTOR | 2431960 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,143,145 |
| AUM (Assets Under Management) | $ 500,955,604,975 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
