Brian E. Kinsella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian E Kinsella, who also goes by Brian E Kinsella Jr, Brian E Kinsella Jr, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2010. Brian had worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2019 - August 22, 2024
ROBERTS & RYAN, INC.
May 28, 2013 - August 15, 2018
GOLDMAN SACHS & CO. LLC
February 6, 2012 - June 10, 2013
BNP PARIBAS SECURITIES CORP.
September 17, 2010 - February 6, 2012
BNP PARIBAS PRIME BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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