Shwin Srikulacheep
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shwin Srikulacheep, who also goes by Schwin Srikulacheep, was a registered financial professional .
Shwin is a previously registered financial professional and started their career in finance in 2010. Shwin had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - November 28, 2012
RCM SECURITIES
June 8, 2011 - July 17, 2012
BROKERSXPRESS LLC
October 19, 2010 - July 17, 2012
BROKERSXPRESS LLC
State Registrations and Notice Filings
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Exams
Current Firm
RCM SECURITIES
CRD#: 15548 / SEC#: , 8-33866
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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