Mridula P. Sherin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mridula Pottathil Sherin, who also goes by Mithu Raveendran Pottathil, Mridula Raveendran Pottathil, was a registered financial professional .
Mridula is a previously registered financial professional and started their career in finance in 2010. Mridula had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - July 22, 2016
ACN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
ACN SECURITIES INC.
CRD#: 37645 / SEC#: , 8-47857
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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