Andrew G. Ulibarri

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

DENVER, CO

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CRD#: 5827074

Professional summary

Andrew Grant Ulibarri is a registered financial advisor currently at EMBER WEALTH CONCEPTS & FINANCIAL PLANNING located in Denver, Colorado.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

08/2010: MASSMUTUAL LIFE INSURANCE COMPANY; AGENT; DENVER, COLORADO; INVESTMENT RELATED; ~10 HOURS DURING SECURITIES TRADING HOURS; 0 HOURS OUTSIDE OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Grant Ulibarri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

RIA

CRD#: 337478

DENVER, CO

Past

April 11, 2022 - October 23, 2025

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

DENVER, CO

Past

November 11, 2016 - April 19, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DENVER, CO

Past

December 18, 2015 - April 19, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2015

General Securities Representative Examination

Current Firm

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

EMBER LLC | EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

CRD#: 337478 / SEC#:

Colorado

Registered Investment Advisory firm - (8/27/2025 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(720) 823-5043

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew G. Ulibarri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Grant Ulibarri's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2015

Current Firm

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

EMBER WEALTH CONCEPTS & FINANCIAL PLANNING

TRUST BUT VERIFY

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