John F. Moran

BAY HARBOR WEALTH MANAGEMENT

HUNT VALLEY, MD 21030

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CRD#: 5827028

Professional summary

John Francis Moran, CFP® is a registered financial advisor currently at BAY HARBOR WEALTH MANAGEMENT, LLC located in Hunt Valley, Maryland.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES - 201 INTERNATIONAL CIRCLE, STE. 200 HUNT VALLEY MD 21030, INVESTMENT RELATED, ANNUITY SALES, DEVOTE 120 HOURS PER MONTH TO THIS BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Moran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 11, 2018 - Present

BAY HARBOR WEALTH MANAGEMENT, LLC

Office #1: 201 International Circle Suite 520, Hunt Valley, MD 21030

RIA

CRD#: 294000

HUNT VALLEY, MD

Past

December 9, 2014 - August 27, 2018

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

Hunt Valley, MD

Past

December 5, 2014 - August 15, 2019

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Hunt Valley, MD

Past

May 14, 2014 - September 24, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HUNT VALLEY, MD

Past

April 22, 2013 - September 24, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

HUNT VALLEY, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAY HARBOR WEALTH MANAGEMENT, LLC

CRD#: 294000 / SEC#: 801-114123

RIA

Registered Investment Advisory firm - (10/11/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2013

General Securities Representative Examination

Current Firm

BAY HARBOR WEALTH MANAGEMENT, LLC

CRD#: 294000 / SEC#: 801-114123

RIA

Registered Investment Advisory firm - (10/11/2018 Approved)

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Contact information

Main Address

201 International Circle Suite 520, Hunt Valley, MD 21030

Mailing Address

Phone number

(410) 403-2060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAY HARBOR WEALTH MANAGEMENT ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	1,324
AUM (Assets Under Management)	$ 336,902,458

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Moran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Moran's CRS (Customer Relationship Summary).

Certified licenses

Experience

G.F. INVESTMENT SERVICES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

BAY HARBOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2014

SIE

Date: 8/27/2018

Series 7

Date: 4/20/2013

Current Firm

BAY HARBOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAY HARBOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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