Michael C. Lodsin

FIRST CITIZENS INVESTOR SERVICES

Thomaston, CT 06787

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CRD#: 5826725

Professional summary

Michael Curtis Lodsin Jr, who also goes by Michael C Lodsin Jr, Mike Lodsin, Michael Curtis Lodsin, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Thomaston, Connecticut and SVB WEALTH located in Thomaston, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 8 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael C Lodsin Jr | Mike Lodsin | Michael Curtis Lodsin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RENTAL PROPERTIES POSITION: Owner NATURE: Acting as landlord and property owner. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: Home Address, Thomaston CT 06787, United States DESCRIPTION: Own a two-family rental property in addition to my primary residence. 2) SVB Wealth LLC is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens Investor Services; Compliance Officer; November, 2023; 40 hours monthly/40 during; administer its compliance policies and procedures. 3) FIRST CITIZENS ASSET MANAGEMENT, INC ("FCAM") POSITION: Employee NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh NC 27615, United States DESCRIPTION: First Citizens Asset Management is a wholly owned subsidiary of First Citizens Bank & Trust and an affiliate of First Citizens InvestorServices and SVB Wealth LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Curtis Lodsin Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2024 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 460 E. Main St., Thomaston, CT 06787

RIA

CRD#: 44430

Thomaston, CT

Current

July 11, 2025 - Present

SVB WEALTH

RIA

CRD#: 172832

Thomaston, CT

Current

July 11, 2025 - Present

FIRST CITIZENS ASSET MANAGEMENT, INC

RIA

CRD#: 140777

Thomaston, CT

Current

November 28, 2023 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 460 E. Main St., Thomaston, CT 06787

RIA

CRD#: 44430

Thomaston, CT

Past

December 6, 2017 - October 14, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 11, 2011 - December 31, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

SIMSBURY, CT

Past

September 1, 2010 - March 25, 2013

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

September 1, 2010 - March 25, 2013

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

September 1, 2010 - October 27, 2017

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

SIMSBURY, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael C. Lodsin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Curtis Lodsin Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS INVESTOR SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

HARTFORD FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2010

Series 24

Date: 3/11/2011

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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