AS
Andrew G. Stewart
NWF ADVISORY SERVICES | Financial Advisor
Campbell, CA 95008
Some features on this profile are disabled
CRD#: 5826716
AS
Professional summary
Andrew Gleason Stewart, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Campbell, California and OSAIC WEALTH, INC. located in Santa Rosa, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Retirement Planning
Comprehensive Financial Planni...
Small Business Planning
Investment Planning
Budgeting
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. P&S PROPERTIES POSITION: OWNER NATURE: THE NATURE OF THIS BUSINESS IS THE RENTAL OF AN INVESTMENT PROPERTY (PERSONAL PROPERTY RENTAL).THE BUSINESS STRUCTURE IS A SOLE PROPRIETORSHIP. INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 2 START DATE: 08/01/2014 ADDRESS: 324 3RD AVE., SAN FRANCISCO CA 94118 DESCRIPTION: I ENSURE THE MORTGAGE AND HOA DUES ARE PAID ON TIME. I USE A PROPERTY MANAGEMENT FIRM TO HANDLE ALL DAY-TO-DAY MANAGEMENT OF THE PROPERTY, INCLUDING BUT NOT LIMITED TOFINDING TENNANTS, LEASING, MAINTENANCE, ETC. 2. ANDREW G. STEWART POSITION: Statutory Agent - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/16/2011 ADDRESS: 6367 Meadowridge Dr., Santa Rosa CA 95409-5856, United States DESCRIPTION: I advise clients about using insurance products to protect against risk. 3. NWF ADVISORY GROUP POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 04/01/2017 ADDRESS: 6367 Meadowridge Dr., Santa Rosa CA 95409-5856, United States DESCRIPTION: Solicit new clients, analyze existing investments, recommend new investments based on client goals and suitability. 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/13/2025 ADDRESS: 6367 Meadowridge Dr., Santa Rosa CA 95409, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Gleason Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 14, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 55 N. Third St. #200, Campbell, CA 95008RIA
CRD#: 110410
Campbell, CA
Current
September 9, 2010 - Present
OSAIC WEALTH, INC.
Office #1: 6367 Meadowridge Drive, Santa Rosa, CA 95409-5856RIA
BD
CRD#: 23131
Santa Rosa, CA
Past
September 23, 2010 - April 18, 2017
WHJR ASSOCIATES
RIA
CRD#: 113269
CAMPBELL, CA
Past
September 22, 2010 - February 5, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
CAMPBELL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/29/2014)
RR
California(9/22/2010)
IAR
California(2/14/2017)
RR
Colorado(7/15/2024)
RR
Florida(4/21/2014)
RR
Idaho(1/29/2014)
RR
Kansas(3/7/2025)
RR
Maryland(7/15/2024)
RR
Massachusetts(1/29/2014)
RR
Missouri(1/29/2014)
RR
Nevada(1/29/2014)
RR
New Mexico(1/29/2014)
RR
New York(1/31/2014)
RR
North Carolina(7/16/2024)
RR
Oregon(1/29/2014)
RR
Utah(1/29/2014)
RR
Virginia(1/29/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Campbell, CA 95008TRUST BUT VERIFY
Monitor Andrew Stewart
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx
