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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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AS

Andrew G. Stewart

NWF ADVISORY SERVICES | Financial Advisor
Campbell, CA 95008
Some features on this profile are disabled
CRD#: 5826716
AS

Professional summary

Andrew Gleason Stewart, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Campbell, California and OSAIC WEALTH, INC. located in San Francisco, California.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Education Planning
Retirement Planning
Comprehensive Financial Planni...
Small Business Planning
Investment Planning
Budgeting
Insurance Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Gleason Stewart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

February 14, 2017 - Present

NWF ADVISORY SERVICES INC

Office #1: 55 N. Third St. #200, Campbell, CA 95008
RIA
CRD#: 110410
Campbell, CA
Current

September 9, 2010 - Present

OSAIC WEALTH, INC.

RIA
BD
CRD#: 23131
San Francisco, CA
Past

September 23, 2010 - April 18, 2017

WHJR ASSOCIATES

RIA
CRD#: 113269
CAMPBELL, CA
Past

September 22, 2010 - February 5, 2013

OSAIC WEALTH, INC.

RIA
CRD#: 23131
CAMPBELL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/29/2014)
RR
California
(9/22/2010)
IAR
California
(2/14/2017)
RR
Colorado
(7/15/2024)
RR
Florida
(4/21/2014)
RR
Idaho
(1/29/2014)
RR
Kansas
(3/7/2025)
RR
Maryland
(7/15/2024)
RR
Massachusetts
(1/29/2014)
RR
Missouri
(1/29/2014)
RR
Nevada
(1/29/2014)
RR
New Mexico
(1/29/2014)
RR
New York
(1/31/2014)
RR
North Carolina
(7/16/2024)
RR
Oregon
(1/29/2014)
RR
Utah
(1/29/2014)
RR
Virginia
(1/29/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts11,979
AUM (Assets Under Management)$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NWF ADVISORY SERVICES INC

Financial AdvisorCRD#: 110410Campbell, CA 95008

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx
xxxxxxx

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