RW
Ryan T. Whiteman
PROVENANCE WEALTH ADVISORS
Miami, FL 33131
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CRD#: 5826489
RW
Professional summary
Ryan T. Whiteman, who also goes by Ryan Thomas Whiteman, is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Miami, Florida and PWA SECURITIES, LLC located in Miami, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Thomas Whiteman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Tupeloaks Farm LLC Address: 200 S Biscayne Boulevard, Miami, FL, 33131-5351, United States Activity Type: Support Company - Owner Position/Title: Other Non Investment Related: Yes Start Date: 02/07/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC was created for tax reporting purposes to process fees from PWA. (2)Name of Business: Provenance Wealth Advisors LLC Address: 200 S Biscayne Boulevard, Miami, FL, 33131-5351, United States Activity Type: RIA - Owner Position/Title: Investment Advisor Non Investment Related: Yes Start Date: 02/07/2022 Hours per month devoted to this business: 40 Hours per month devoted to this business during trading hours: 40 Description of duties: Financial Planning through independent RIA Provenance Wealth Advisors, LLC. (3) Name of Business: Non Variable Insurance- Address: 200 S Biscayne Blvd Miami, FL 33131- Ins Agent Business: insurance and fixed insurance - Start: 12/6/2021 (4) Name of Business: Referral Fees - Address: 200 S. Biscayne Blv Miami, Fl 33131 Business: Referrer of business to CPA firm Berkowitz Pollack Brant - Start 8/28/2023
CRS (Client Relationship Summary) - RIA
Click below to view Ryan T. Whiteman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2022 - Present
PROVENANCE WEALTH ADVISORS
Office #1: 200 S Biscayne Blvd, Miami, FL 33131RIA
CRD#: 126529
Miami, FL
Current
August 25, 2023 - Present
PWA SECURITIES, LLC
Office #1: 9200 S Dadeland Blvd., Suite 412, Miami, FL 33156BD
CRD#: 321974
Miami, FL
Past
December 15, 2021 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Miami, FL
Past
December 6, 2021 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MIAMI, FL
Past
January 22, 2016 - December 7, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
KEY BISCAYNE, FL
Past
January 21, 2016 - December 7, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
KEY BISCAYNE, FL
Past
March 1, 2011 - January 28, 2016
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
CORAL GABLES, FL
Past
November 6, 2010 - January 28, 2016
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/23/2024)
IAR
Arizona(1/10/2025)
IAR
California(8/28/2023)
RR
Colorado(1/3/2024)
IAR
Colorado(12/23/2024)
IAR
Florida(4/29/2022)
RR
Florida(8/25/2023)
RR
Georgia(8/25/2023)
IAR
Georgia(8/28/2023)
RR
Louisiana(8/25/2023)
IAR
New Jersey(9/1/2023)
RR
New York(8/25/2023)
IAR
New York(8/25/2023)
RR
Ohio(8/27/2025)
RR
South Dakota(12/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301
Mailing Address
Phone number
(954) 712-8888
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,221 |
| AUM (Assets Under Management) | $ 3,523,875,805 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVENANCE WEALTH ADVISORS
CRD#: 126529Miami, FL 33131TRUST BUT VERIFY
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