JB
Jay A. Brammer
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CRD#: 5826481
JB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Allen Brammer was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 2010. Jay had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Since January 26, 2011, Mr. Brammer has been a Member of Indie Diversified Partners, LLC, located at 10585 North Meridian Street, Suite 210, Carmel, IN 46290. This is an investment-related activity to which Mr. Brammer devotes approximately 12 hours a month. (2) Since June 6, 2019, Mr. Brammer has been an Investment Committee Member for Ambrose Opportunity Zone Fund 1, LP, an Investment Fund located at 55 Monument Circle, Suite 450, Indianapolis, IN 46204. This is an investment related activity to which Mr. Brammer devotes approximately 20 hours a month. (3) Since July 2014, Mr. Brammer has been a member of the Board of Directors for Aero MD, located at 8000 Nisky Center, Suire 1, St. Thomas USVI 00802. This is not an investment-related activity to which Mr. Brammer devotes approximately 4 hours a month. (4) Since December 2018, Mr. Brammer has been a member of the Board of Directors for Enterin, became the Chairman of the Board in October 2020 and from July 2019 to October 2020 was the Chief Executive Officer of the company, located at 3624 Market St, Suite 517, Philadelphia, PA 19104. This is an investment-related activity to which Mr. Brammer devotes approximately 10 hours a month. (5) Since December 2018, Mr. Brammer has been a member of the Board of Directors for Crown Hill Cemetery, located at 700 W. 38th St, Indianapolis, IN 46208. This is not an investment-related activity to which Mr. Brammer devotes approximately 3 hours a month. (6) Since December 2019, Mr. Brammer has been a Director of MedHealth Financial, LLC located at 517 Route 1 South, Suite 3050, Woodbridge, NJ 08830. This is not an investment-related activity to which Mr. Brammer devotes approximately 10 hours per month. (7) Since December 2021, Mr. Brammer has been a partner, owner and Director of TRIPhase Technologies located at 10960 Bennett Pkwy, Zionsville, IN 46077. This is not an investment-related activity to which Mr. Brammer devotes approximately 10 hours per month. (8) Since December 21, 2021, Mr. Brammer has served as a member of Indie Diversified Partners II, LLC, located at 10585 North Meridian Street, Suite 210, Carmel, IN 46290. This is an investment-related activity and Mr. Brammer devotes approximately 5 hours a month to this activity. (9) Since December 22, 2022, Mr. Brammer has been a Member of Indie Healthcare Fund Management, LLC, located at 10585 North Meridian Street, Suite 210, Carmel, IN 46290. This is an investment-related activity and Mr. Brammer devotes approximately 2 hours per month to this activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 24, 2010 - January 2, 2024
INDIE ASSET PARTNERS, LLC
RIA
CRD#: 154503
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INDIE ASSET PARTNERS, LLC
CRITERION CAPITAL MANAGEMENT, LLC | INDIE DIVERSIFIED PARTNERS, LLC | INDIE ASSET PARTNERS, LLC
CRD#: 154503 / SEC#: 801-71728
RIA
Registered Investment Advisory firm - (8/16/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
IA
INDIE ASSET PARTNERS, LLC
CRITERION CAPITAL MANAGEMENT, LLC | INDIE DIVERSIFIED PARTNERS, LLC | INDIE ASSET PARTNERS, LLC
CRD#: 154503 / SEC#: 801-71728
RIA
Registered Investment Advisory firm - (8/16/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 East Main Street Suite 220, Carmel, IN 46032
Mailing Address
Phone number
(317) 428-6600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 948 |
| AUM (Assets Under Management) | $ 722,689,974 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
