Dennis G O'malley Jr
Professional Summary
Dennis G O'malley JR, who also goes by Dennis G O Malley Jr, Dennis Gerald O'malley Jr, Denny O'malley, Dennis G Omalley, Dennis Gerald Omalley, is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Chicago, Illinois and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois. Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dennis has worked at 14 firms and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dennis G O Malley Jr, Dennis Gerald O'malley Jr, Denny O'malley, Dennis G Omalley, Dennis Gerald Omalley
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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WILLIAM BLAIR
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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WILLIAM BLAIR
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Current Firm
SPIDERROCK ADVISORS, LLC
Contact Information
Main Address
227 West Monroe Suite 4300, Chicago, IL 60606Phone Number
(312) 847-0300# of Employees
61SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,480AUM (Assets Under Management)
$9,834,015,630Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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WILLIAM BLAIR
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UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
SPIDERROCK ADVISORS, LLC
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2022About the Series 87 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2011About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Dennis G O'malley JR's CRS (Customer Relationship Summary).
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