Dennis G. O'malley
Professional summary
Dennis G O'malley JR, who also goes by Dennis G O Malley Jr, Dennis Gerald O'malley Jr, Denny O'malley, Dennis G Omalley, Dennis Gerald Omalley, is a registered financial advisor currently at SPIDERROCK ADVISORS, LLC located in Chicago, Illinois and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dennis has worked at 14 firms and has passed the Series 65, Series 63, Series 3, Series 87, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis G O'malley JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2024 - Present
SPIDERROCK ADVISORS, LLC
Office #1: 227 West Monroe Street, Chicago, IL 60606June 21, 2024 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606July 19, 2023 - November 1, 2023
THE INVICTUS COLLECTIVE, LLC
July 8, 2020 - May 22, 2023
ROTHSCHILD WEALTH LLC
July 8, 2020 - May 22, 2023
HALO SECURITIES, LLC
November 8, 2017 - June 15, 2020
NORTHERN TRUST INVESTMENTS, INCORPORATED
November 8, 2017 - June 15, 2020
NORTHERN TRUST SECURITIES, INC.
January 25, 2017 - November 2, 2017
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
January 28, 2016 - November 3, 2016
GOLDMAN SACHS & CO. LLC
February 10, 2015 - January 25, 2016
CEDAR CAPITAL, LLC
October 31, 2014 - January 26, 2016
FORESIDE FUND SERVICES, LLC
March 28, 2014 - January 2, 2015
GOOD HARBOR FINANCIAL
January 23, 2014 - November 3, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 25, 2013 - December 4, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 18, 2011 - December 4, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/20/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/22/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
(6/21/2024)
Exams
FINRA
Current Firm
SPIDERROCK ADVISORS, LLC
CRD#: 171992 / SEC#: 801-80178
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,050 |
| AUM (Assets Under Management) | $ 5,979,259,343 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
