NS
Nicholas P. Solitario
HORNOR, TOWNSEND & KENT
Akron, OH 44333
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CRD#: 5826110
NS
Professional summary
Nicholas Paul Solitario is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Akron, Ohio.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Nicholas has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 21ST CENTURY FINANCIAL, INVESTMENT-RELATED, 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, FINANCIAL ADVISOR/AGENT, START DATE: JULY 2010, APPROX. NUMBER OF HOURS/MONTH:160, APPROX. NUMBER OF HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS:160, DUTIES: SALE OF LIFE, DISABILITY, MEDICAL, LTC AND ANNUITY INSURANCE PRODUCTS. 2) EDUCATIONAL SEMINARS | INVESTMENT RELATED: NO | DBA NAME: PUBLIC PENSION CONSULTANTS, LLC | POSITION HELD: LECTURER | ADDRESS: 130 SPRINGSIDE DRIVE, STE. 100, AKRON, 44333, | START DATE: 2/12/2014 | NATURE OF ACTIVITY: FINANCIAL LECTURING | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: PROVIDE EDUCATIONAL SEMINARS ON EACH ENTITY'S RETIREMENT SYSTEM AND OFFER AN INDIVIDUAL CONSULTATION. 3) INSURANCE BROKERAGE - DBA: STRATEGIC FINANCIAL DESIGNS, LLC, INVESTMENT-RELATED, 381 MANSFIELD AVENUE, STE. 131, PITTSBURGH, PA 15220, INSURANCE SALES AND SERVICE, AGENT, START DATE: 10/06/14, APPROXIMATE NUMBER OF HOURS/MONTH: 10-25 APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10-25 DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 4)1847INANCIAL, INVESTMENT-RELATED, 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, FINANCIAL ADVISOR/AGENT, START DATE: 07/01/2024, APPROX. NUMBER OF HOURS/MONTH:160, APPROX. NUMBER OF HOURS/ MONTH DEVOTED DURING SECURITIES TRADING HOURS:160, DUTIES: SALE OF LIFE, DISABILITY, MEDICAL, LTC AND ANNUITY INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Paul Solitario's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Paul Solitario's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333RIA
BD
CRD#: 4031
Akron, OH
Current
April 11, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333RIA
BD
CRD#: 4031
Akron, OH
Past
October 15, 2021 - April 11, 2022
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
AKRON, OH
Past
December 15, 2010 - April 11, 2022
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/26/2022)
RR
Colorado(6/28/2023)
RR
Delaware(4/11/2022)
RR
Florida(4/11/2022)
IAR
Florida(6/8/2022)
RR
Georgia(7/17/2025)
RR
Illinois(4/11/2022)
RR
Indiana(4/11/2022)
RR
Kentucky(1/30/2023)
RR
Maryland(4/11/2022)
RR
Michigan(2/14/2025)
RR
Nevada(4/11/2022)
RR
New Jersey(4/11/2022)
RR
New York(4/11/2022)
RR
North Carolina(4/11/2022)
RR
Ohio(4/11/2022)
IAR
Ohio(4/11/2022)
RR
Pennsylvania(4/11/2022)
RR
South Carolina(4/11/2022)
RR
Tennessee(11/2/2022)
RR
Texas(4/11/2022)
IAR
Texas(4/26/2022)
RR
Utah(4/11/2022)
RR
Virginia(8/4/2023)
RR
Wisconsin(4/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Akron, OH 44333TRUST BUT VERIFY
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