CL
Carola L. Leigh
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CRD#: 5825950
CL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carola Liane Leigh, who also goes by Carola Hedger, Carola Leigh, Carola Hedger Pyszczynski, was a registered financial professional .
Carola is a previously registered financial professional and started their career in finance in 2010. Carola had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Carola Hedger | Carola Leigh | Carola Hedger Pyszczynski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tahiti Investments LLC 7366 Rancho Ventana Trail San Diego CA 92127 Rental Property Owner/Management Owner/Sole Proprietor 4/1/2007 2hrs~0hrs Manage and own rental property. 2) SIERRA SUMMIT TAX AND WEALTH MANAGEMENT LLC POSITION: Owner NATURE: Tax Preparation and financial services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/07/2020 ADDRESS: 2225 Green Vista Drive Ste 307, Sparks NV 89431, DESCRIPTION: owner - do not intend to have any employees at this time. 3) LEIGH COMMUNITY PROPERTY TRUST POSITION: Trustee NATURE: This is my husband and my living trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/10/2009 ADDRESS: 2265 paint horse dr, reno NV 89521, United States DESCRIPTION: Trustee 4) CAROLA L LEIGH TRUST DTD JUNE 20, 2002 POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/20/2002 ADDRESS: 2265 paint horse dr, reno NV 89521, United States DESCRIPTION: Trustee 5) RENTAL PROPERTY POSITION: owner NATURE: My husband and I own 3 residential rental properties in our community property trust and I own 1 residential property in my separate property living trust/ INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2009 ADDRESS: 2265 paint horse dr, reno NV 89521, United States DESCRIPTION: We use a property manager for all properties except the one I own in my separate property trust so very little duties and responsibilities. The residential rental that I own separately is rented to my son who takes care of the property. I pay the mortgage, taxes and approve and pay for any major repairs or improvements. 6) TIMOTHY MICHAEL CURTIS TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/17/2023 ADDRESS: 2265 paint horse dr, reno NV 89521, United States DESCRIPTION: Trustee 7) REGENCY AT CARMELLA RANCH HOA POSITION: President NATURE: The community in which I live has a homeowner's association. I will be serving on the HOA board as President. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2024 ADDRESS: 12501 Regency Ridge Drive, Reno NV 89521, United States DESCRIPTION: Board member of HOA serving as President. Facilitate board meetings,appoint committees, review invoices and budget, set agenda for board meetings, communicate withhome owners, call for votes and share results.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 14, 2012 - October 24, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Reno, NV
Past
October 18, 2010 - October 24, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Reno, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
