JH
Joel R. Hahn
ONE CAPITAL MANAGEMENT
Denver, CO 80206
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CRD#: 5825943
JH
Professional summary
Joel Richard Hahn is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Denver, Colorado.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joel has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHEPHERD OF THE VALLEY CONCESSIONS, CONCESSIONS FUNDRAISING POSITION: Volunteer/Front line worker NATURE: Non-profit education fundraising for tuition and education costs. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2018 ADDRESS: 8820 Field St, Westminster CO 80021, United States DESCRIPTION: I will be volunteering at events such as concerts, and sporting events. The monies earned through this fundraising effort will go into an account to go towards the cost of education for our children. The organization I will be affiliated with is Shepherd of the Valley, a 501c3 non-profit, who subcontracts through Legends who runs the concession stands.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Richard Hahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2025 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 3300 E 1st Avenue Suite 480, Denver, CO 80206RIA
CRD#: 114861
Denver, CO
Past
August 31, 2018 - September 10, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
DENVER, CO
Past
September 7, 2012 - September 10, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Past
November 9, 2011 - July 10, 2012
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
July 27, 2011 - September 2, 2011
MORGAN STANLEY
BD
CRD#: 149777
SOUTH JORDAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/16/2025)
IAR
Colorado(9/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3075 Townsgate Road Suite 350, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 409-8150
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
