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AU

Alyse R. Uzarski

KREITLER FINANCIAL LLC
New Haven, CT 06510
Some features on this profile are disabled
CRD#: 5825595
AU

Professional summary

Alyse Rose Uzarski, who also goes by Alysa Lapaglia, Alyse Rose Lapaglia, is a registered financial advisor currently at KREITLER FINANCIAL LLC located in New Haven, Connecticut.

Alyse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Alyse has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alysa Lapaglia | Alyse Rose Lapaglia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Petruzzello Transport, Inc. Investment Related: No. Address: 644 Amity Road Bethany CT 06524. Nature of other business: For profit corporation. Family-owned trucking company. Position/Title: Board of Directors Secretary. Start Date: 12/01/17. Hours per Month:0 Hours per Month during Trading hours: 0 Briefly describe your duties? Board of Directors Secretary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyse Rose Uzarski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2021 - Present

KREITLER FINANCIAL LLC

Office #1: 265 Church Street Suite 501, New Haven, CT 06510
RIA
CRD#: 309056
New Haven, CT
Past

March 26, 2014 - September 7, 2021

COMMONFUND SECURITIES, INC.

BD
CRD#: 43541
WILTON, CT
Past

October 1, 2012 - March 20, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
FAIRFIELD, CT
Past

October 1, 2012 - March 20, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
FAIRFIELD, CT
Past

April 12, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
STRATFORD, CT
Past

March 8, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
STRATFORD, CT
Past

October 11, 2011 - March 1, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
ANSONIA, CT
Past

November 10, 2010 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
SEYMOUR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KREITLER FINANCIAL LLC
KREITLER FINANCIAL LLC

CRD#: 309056 / SEC#: 801-118881

RIA
Registered Investment Advisory firm - (6/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(10/28/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/11/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/3/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/12/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/2010
General Securities Representative Examination

Current Firm

KF
KREITLER FINANCIAL LLC
KREITLER FINANCIAL LLC

CRD#: 309056 / SEC#: 801-118881

RIA
Registered Investment Advisory firm - (6/9/2020 Approved)
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Contact information

Main Address
265 Church Street Suite 501, New Haven, CT 06510
Mailing Address
Phone number
(203) 867-4396
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts917
AUM (Assets Under Management)$ 514,912,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KREITLER FINANCIAL LLC

CRD#: 309056New Haven, CT 06510

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