Chun Ho Derek Chan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chun Ho Derek Chan was a registered financial professional .
Chun Ho Derek is a previously registered financial professional and started their career in finance in 2010. Chun Ho Derek had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2012 - February 12, 2015
ALLSTON TRADING LLC
August 25, 2010 - August 21, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLSTON TRADING LLC
CRD#: 125499 / SEC#: , 8-65807
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
