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BH

Bennie T. Hobson

SPRINGLAKE FINANCIAL PARTNERS
FRANKLIN, TN
Some features on this profile are disabled
CRD#: 5825484
BH

Professional summary

Bennie Travis Hobson, CFP® is a registered financial advisor currently at SPRINGLAKE FINANCIAL PARTNERS located in Franklin, Tennessee.

Bennie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Bennie has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bennie Travis Hobson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

December 17, 2024 - Present

SPRINGLAKE FINANCIAL PARTNERS

RIA
CRD#: 334134
FRANKLIN, TN
Past

July 2, 2013 - November 1, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Franklin, TN
Past

November 10, 2010 - November 1, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Franklin, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(12/17/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/1/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/12/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/7/2012
General Securities Sales Supervisor - Options Module Examination

Current Firm

SF
SPRINGLAKE FINANCIAL PARTNERS
SPRINGLAKE FINANCIAL PARTNERS | TH FINANCIAL, LLC

CRD#: 334134 / SEC#:

Tennessee
Registered Investment Advisory firm - (12/16/2024 Approved)
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Contact information

Main Address
Franklin, TN
Mailing Address
Phone number
(615) 659-0220
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts80
AUM (Assets Under Management)$ 40,034,190

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPRINGLAKE FINANCIAL PARTNERS

CRD#: 334134Franklin, TN

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