Achim J. Boeckmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Achim Joerg Christian Boeckmann was a registered financial professional .
Achim is a previously registered financial professional and started their career in finance in 2010. Achim had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - March 31, 2014
CIC MARKET SOLUTIONS, INC.
September 16, 2010 - August 1, 2013
MAINFIRST SECURITIES US INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIC MARKET SOLUTIONS, INC.
CRD#: 47069 / SEC#: , 8-51649
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT INDUSTRIEL ET COMMERCIAL (CIC) | DIRECT OWNER | |
| ANGUE, GUILLAUME DANIEL | CHAIRMAN | 5251066 |
| BERENGUIER, RENAUD JEAN-MICHEL | BOARD MEMBER | 7453449 |
| ENGLESE, ALEX JOSEPH | CCO | 2634300 |
| ENGLESE, ALEX JOSEPH | PRESIDENT/CEO | 2634300 |
| FORTINO, ROBERT ANTHONY | FINOP/PFO | 1905741 |
| LANOE, GUILLAUME | BOARD MEMBER | 8048039 |
| MONRIQUE, YVES | BOARD MEMBER | 7226581 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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