Charles F. Cubellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Farrell Cubellis was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1971. Charles had worked at 13 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2002 - August 20, 2004
GBS FINANCIAL CORP.
September 29, 1997 - February 20, 2001
CAPBAY FINANCIAL SERVICES
March 22, 1996 - December 31, 1996
ROUND HILL SECURITIES, INC.
August 1, 1990 - June 7, 1994
EMMETT A LARKIN COMPANY, INC.
August 5, 1988 - August 21, 1989
DAKIN SECURITIES CORPORATION
September 4, 1985 - July 26, 1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 23, 1981 - July 31, 1985
A. G. EDWARDS & SONS, INC.
May 12, 1975 - November 22, 1981
EDELSTEIN CAMPBELL & CO., INC.
February 13, 1975 - June 5, 1975
G A SAXTON
July 8, 1974 - February 15, 1975
THOMSON MCKINNON SECURITIES INC.
May 1, 1974 - August 19, 1975
W. E. HUTTON & CO.
July 2, 1973 - November 16, 1973
DUPONT WALSTON, INCORPORATED
June 29, 1971 - July 2, 1973
UNEMPLOYED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/29/1959
Registered Representative ExaminationCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
