Jonathan A. Heras

GUIDE ADVISORS

Coeur D'Alene, ID

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CRD#: 5825001

Professional summary

Jonathan Andrew Heras, who also goes by Jonathan Heras, is a registered financial advisor currently at GUIDE ADVISORS, INC. located in Coeur D'alene, Idaho.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Heras

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Bellevue Breakfast Rotary Club-Bellevue, WA-Member Start: 07/2016- Nature of Bus: charitable non-profit Not investment related 10 hrs/mo 2. Jonathan Heras, sole proprietor-Coeur d'Alene, ID Start: 06/2021 Nature of Bus: Insurance products and services Investment related Approx 10% of time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Heras's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2016 - Present

GUIDE ADVISORS, INC.

RIA

CRD#: 281828

Coeur D'Alene, ID

Past

November 7, 2013 - August 26, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BOTHELL, WA

Past

July 2, 2012 - August 26, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

BOTHELL, WA

Past

October 8, 2010 - June 22, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BELLEVUE, WA

Past

August 23, 2010 - June 22, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/11/2017)

IAR

California
(7/30/2020)

IAR

Colorado
(10/23/2020)

IAR

Florida
(12/1/2021)

IAR

Georgia
(7/24/2023)

IAR

Idaho
(9/3/2019)

IAR

Kansas
(5/22/2017)

IAR

Ohio
(3/30/2017)

IAR

Oklahoma
(9/19/2019)

IAR

Oregon
(7/13/2020)

IAR

Pennsylvania
(5/7/2020)

IAR

Tennessee
(9/16/2019)

IAR

Texas
(9/7/2016)

IAR

Virginia
(6/15/2024)

IAR

Washington
(9/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2010

General Securities Representative Examination

Current Firm

GUIDE ADVISORS, INC.

GEER FINANCIAL GROUP, INC | GUIDE ADVISORS, INC.

CRD#: 281828 / SEC#:

Arizona

Registered Investment Advisory firm - (4/11/2017 Approved)

California

Registered Investment Advisory firm - (7/30/2020 Approved)

Colorado

Registered Investment Advisory firm - (10/23/2020 Approved)

Florida

Registered Investment Advisory firm - (11/29/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/17/2023 Approved)

Idaho

Registered Investment Advisory firm - (8/29/2019 Approved)

Kansas

Registered Investment Advisory firm - (5/19/2017 Approved)

Louisiana

Registered Investment Advisory firm - (11/18/2022 Terminated)

Ohio

Registered Investment Advisory firm - (3/27/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (9/19/2019 Approved)

Oregon

Registered Investment Advisory firm - (7/13/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/6/2020 Approved)

Tennessee

Registered Investment Advisory firm - (9/13/2019 Approved)

Texas

Registered Investment Advisory firm - (11/30/2015 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (6/15/2024 Approved)

Washington

Registered Investment Advisory firm - (11/16/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

19125 North Creek Parkway Suite 120, Bothell, WA 98011

Mailing Address

Phone number

(206) 486-2477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan A. Heras

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Heras's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDE ADVISORS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2010

Series 63

Date: 9/16/2010

SIE

Date: 8/26/2016

Series 7

Date: 8/19/2010

Current Firm

GUIDE ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

GUIDE ADVISORS, INC.

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