Javier Artola
Professional summary
Javier Artola is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Javier is registered as a RR (Registered Representative) and started their career in finance in 2010. Javier has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Javier Artola's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 29, 2020 - January 31, 2024
HOULIHAN LOKEY CAPITAL, INC.
July 7, 2016 - July 7, 2020
UBS SECURITIES LLC
July 20, 2012 - May 20, 2016
CITIGROUP GLOBAL MARKETS INC.
August 20, 2010 - June 20, 2012
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2024)
(9/24/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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