Patrick M. Rogan

BLACK ARROW CAPITAL LLC

Lexington, SC

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CRD#: 5824345

Professional summary

Patrick Michael Rogan, CFP® is a registered financial advisor currently at BLACK ARROW CAPITAL LLC located in Lexington, South Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Patrick has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Business Consulting; Consultant; Investment Related: No; 710 Grant Ave Willow Grove PA 19090; Working with consulting firms such as McKinsey to provide insight to the financial services industry. No financial advice is provided in the interactions.; Duties: Provide freelance consulting to consulting firms looking for subject matter experts in the financial services market.; 2023-03-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1; Alphasights; Investment related: No; 351 California Street, 2nd Floor San Francisco CA 94104 USA; Consultant/subject matter expert; 2023-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 1; consulting a couple hours per month, on matter relating to RIA's.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Rogan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 7784

PHILADELPHIA, PA

Past

December 15, 2015 - April 6, 2017

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Wilmington, DE

Past

December 15, 2015 - April 6, 2017

CAPITAL ONE INVESTING, LLC

CRD#: 45744

MCLEAN, VA

Past

February 24, 2015 - November 24, 2015

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

September 9, 2010 - November 24, 2015

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(3/8/2024)

IAR

Florida
(8/23/2024)

IAR

New York
(10/9/2025)

IAR

Pennsylvania
(3/21/2024)

IAR

South Carolina
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLACK ARROW CAPITAL LLC

CRD#: 329582 / SEC#:

Delaware

Registered Investment Advisory firm - (2/7/2024 Approved)

Florida

Registered Investment Advisory firm - (8/21/2024 Approved)

New York

Registered Investment Advisory firm - (10/9/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/21/2024 Approved)

South Carolina

Registered Investment Advisory firm - (6/5/2025 Approved)

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Contact information

Main Address

Newark, DE

Mailing Address

Phone number

(941) 726-5407

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 30,528,654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick M. Rogan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Rogan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT GROUP, LTD

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/16/2012

Series 6

Date: 9/8/2010

Current Firm

BLACK ARROW CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK ARROW CAPITAL LLC

TRUST BUT VERIFY

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