Julia A. Bartolomeo

LEGEND CAPITAL

NEW YORK, NY 10001

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CRD#: 5824294

Professional summary

Julia Ann Bartolomeo, CFP®, who also goes by Julia A Bartolomeo, is a registered financial advisor currently at LEGEND CAPITAL located in New York, New York.

Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Julia has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julia A Bartolomeo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julia Ann Bartolomeo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 5, 2025 - Present

LEGEND CAPITAL

Office #1: 220 Fifth Avenue 17th Floor, New York, NY 10001

RIA

CRD#: 336029

NEW YORK, NY

Past

May 8, 2017 - July 28, 2025

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

May 8, 2017 - July 28, 2025

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

January 6, 2016 - March 10, 2016

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Reston, VA

Past

January 6, 2016 - March 10, 2016

HIGHTOWER SECURITIES, LLC

CRD#: 116681

RESTON, VA

Past

November 19, 2014 - January 15, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

WASHINGTON, DC

Past

November 19, 2014 - January 15, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

WASHINGTON, DC

Past

June 9, 2014 - November 11, 2014

MORGAN STANLEY

RIA

CRD#: 149777

BETHESDA, MD

Past

September 14, 2012 - November 11, 2014

MORGAN STANLEY

CRD#: 149777

BETHESDA, MD

Past

August 6, 2010 - May 22, 2012

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGEND CAPITAL

LEGEND CAPITAL | LEGEND CAPITAL ADVISORS LLC

CRD#: 336029 / SEC#: 801-132909

RIA

Registered Investment Advisory firm - (6/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/5/2025)

IAR

Florida
(10/7/2025)

IAR

New York
(10/5/2025)

IAR

North Carolina
(10/5/2025)

IAR

Oregon
(10/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEGEND CAPITAL

LEGEND CAPITAL | LEGEND CAPITAL ADVISORS LLC

CRD#: 336029 / SEC#: 801-132909

RIA

Registered Investment Advisory firm - (6/13/2025 Approved)

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Contact information

Main Address

220 Fifth Avenue 17th Floor, New York, NY 10001

Mailing Address

Phone number

(212) 606-2326

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 234,611,344

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julia A. Bartolomeo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julia Ann Bartolomeo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY

MORGAN STANLEY

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

LEGEND CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2014

Series 63

Date: 8/17/2010

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2011

Series 6

Date: 8/5/2010

Current Firm

LEGEND CAPITAL

Contact information

SEC notice filing (5 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

LEGEND CAPITAL

TRUST BUT VERIFY

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