Brian A. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alan Thompson, who also goes by Brian A Thompson, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 3 firms and has passed the Series 65 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - November 13, 2020
BLACK & ESSINGTON SOLUTIONS
August 7, 2012 - December 23, 2013
WTS PROPRIETARY TRADING GROUP LLC
April 26, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 12/3/2011
Proprietary Trader Qualification ExaminationCurrent Firm
BLACK & ESSINGTON SOLUTIONS
CRD#: 289298 / SEC#:
Contact information
Red Flags
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