Mark R. Miller

MASON CAPITAL PARTNERS

BOSTON, MA 02110

Some features on this profile are disabled

CRD#: 5823416

Professional summary

Mark Ronald Miller is a registered financial advisor currently at MASON CAPITAL PARTNERS located in Boston, Massachusetts.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

M.R. MILLER FINANCIAL, LLC POSITION: statutory agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/08/2017 ADDRESS: 838 Washington St., Holliston MA 01746, United States DESCRIPTION: Sell life insurance and annuities, when appropriate, as part of overall financial planning / wealth management practice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ronald Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2018 - Present

MASON CAPITAL PARTNERS

Office #1: 50 Federal St. 9th Floor, Boston, MA 02110

RIA

CRD#: 107412

BOSTON, MA

Past

November 6, 2012 - January 4, 2018

OSAIC SERVICES, INC.

RIA

CRD#: 133763

HOLLISTON, MA

Past

October 1, 2012 - January 4, 2018

OSAIC SERVICES, INC.

CRD#: 133763

HOLLISTON, MA

Past

October 15, 2010 - September 27, 2012

MORGAN STANLEY

RIA

CRD#: 149777

BOSTON, MA

Past

September 17, 2010 - September 27, 2012

MORGAN STANLEY

CRD#: 149777

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON CAPITAL PARTNERS

ALBERT D MASON INC | MASON CAPITAL PARTNERS

CRD#: 107412 / SEC#: 801-11877

RIA

Registered Investment Advisory firm - (7/29/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2010

General Securities Representative Examination

Current Firm

MASON CAPITAL PARTNERS

ALBERT D MASON INC | MASON CAPITAL PARTNERS

CRD#: 107412 / SEC#: 801-11877

RIA

Registered Investment Advisory firm - (7/29/1976 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 Federal St. 9th Floor, Boston, MA 02110

Mailing Address

Phone number

(617) 228-5190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCP BROCHURE ADV II (3/26/2025)

Regulatory assets under management

Total Number of Accounts	287
AUM (Assets Under Management)	$ 201,988,017

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/05/2024	Cover Page	Report
09/20/2023	Cover Page	Report
01/10/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark R. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ronald Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

MASON CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2010

SIE

Date: 1/4/2018

Series 7

Date: 9/16/2010

Current Firm

MASON CAPITAL PARTNERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MASON CAPITAL PARTNERS

TRUST BUT VERIFY

Similar Advisors