Courtney G. Bechtol

OXBOW ADVISORS

CORPUS CHRISTI, TX 78401

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CRD#: 5823025

Professional summary

Courtney Gibson Bechtol, who also goes by Courtney L Gibson, is a registered financial advisor currently at OXBOW ADVISORS, LLC located in Corpus Christi, Texas and HERNDON PLANT OAKLEY, LTD. located in Corpus Christi, Texas.

Courtney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Courtney has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Courtney L Gibson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Foster Angels of South Texas; Investment related: No; 800 N Shoreline Blvd Ste 2750-S Corpus Christi Texas 78401 United States; Non-Profit - The mission of Foster Angels is to improve the lives of children in foster care.; Treasurer; 2023-03-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0.15; Percentage of total yearly compensation expected to be derived from the business: 0; Treasurer of non-profit; provide reports on accounts on behalf of FAST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Gibson Bechtol's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2014 - Present

OXBOW ADVISORS, LLC

Office #1: 800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401

RIA

CRD#: 156393

CORPUS CHRISTI, TX

Current

April 12, 2011 - Present

HERNDON PLANT OAKLEY, LTD.

Office #1: 800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401

RIA

CRD#: 44971

Corpus Christi, TX

Past

February 26, 2014 - April 23, 2015

HERNDON PLANT OAKLEY, LTD.

RIA

CRD#: 44971

CORPUS CHRISTI, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OXBOW ADVISORS, LLC

CRD#: 156393 / SEC#: 801-72387

RIA

Registered Investment Advisory firm - (6/6/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2014)

Arizona
(5/13/2014)

Colorado
(5/13/2014)

Louisiana
(5/20/2014)

Mississippi
(5/13/2014)

Nevada
(5/20/2014)

New Mexico
(6/19/2014)

Ohio
(5/14/2014)

Pennsylvania
(5/13/2014)

South Carolina
(11/5/2015)

IAR

Texas
(2/24/2014)

Texas
(2/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OXBOW ADVISORS, LLC

CRD#: 156393 / SEC#: 801-72387

RIA

Registered Investment Advisory firm - (6/6/2011 Approved)

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Contact information

Main Address

200 West 6th Street Suite 1920, Austin, TX 78701

Mailing Address

Phone number

(512) 386-1088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OXBOW ADVISORS, LLC FORM ADV PART 2A (7/16/2025)

Regulatory assets under management

Total Number of Accounts	1,625
AUM (Assets Under Management)	$ 2,097,433,511

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/19/2024	Cover Page	Report
03/14/2024	Cover Page	Report
02/08/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Courtney G. Bechtol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Gibson Bechtol's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERNDON PLANT OAKLEY, LTD.

HERNDON PLANT OAKLEY, LTD.

Primary Firm SEC Registration

OXBOW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/11/2011

FINRA

Current Firm

OXBOW ADVISORS, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OXBOW ADVISORS, LLC

TRUST BUT VERIFY

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