CS
Christopher J. Schroeder
ARVEST WEALTH MANAGEMENT
Tulsa, OK 74103
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CRD#: 5822558
CS
Professional summary
Christopher Jerrod Schroeder is a registered financial advisor currently at ARVEST WEALTH MANAGEMENT located in Tulsa, Oklahoma.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Dually employed by Arvest Bank's Trust Department, located in Tulsa, OK. I split my time 50%/50% between Arvest Bank and Arvest Wealth Management. 2. NAME: G&S PROPERTIES AND INVESTMENTS, LLC ADDRESS: 17860 FLAT ROCK CIRCLE OWASSO, OK 74055 USA INVESTMENT RELATED (Y/N): N START DATE: 12/2017 POSITION HELD: Owner NATURE OF OUTSIDE BUSINESS: THIS ENTITY'S SOLE PURPOSE IS THE PURCHASE AND LEASE OF COMMERCIAL AND RESIDENTIAL PROPERTY. HRS/MO: 1 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: I WILL BE 51% OWNER OF THE LLC. MY PRIMARY RESPONSIBILITY WILL BE TO COLLECT MONTHLY RENTAL PAYMENTS. 3. 59 Acres LLC is an entity to hold some land owned I own. I am 25% owner of 59 Acres LLC. Date of Service: July 2020. Combined this doesn't represent more than 10% of my time or income. $0 approximate income 4. Patriot Hunt Club, LLC; 17860 Flat Rock Circle, Owasso, OK 74055; LLC formed 2/2021; not investment related; I am 20% owner of this company that holds a piece of hunting land used for personal use; I devote 0 hours per month to this business. 5. Satoshi Acres, LLC; 17860 Flat Rock Circle, Owasso, OK 74055; LLC formed 2/2021; not investment related; I am 25% owner of this company that holds a piece of land as an investment. Land will be held in this LLC until sold to a developer or private buyers; I devote 0 hours per month to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Jerrod Schroeder's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Jerrod Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2018 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 515 S Boulder Avenue, Suite 100, Tulsa, OK 74103RIA
BD
CRD#: 42057
Tulsa, OK
Current
August 13, 2018 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 515 S Boulder Avenue, Suite 100, Tulsa, OK 74103RIA
BD
CRD#: 42057
Tulsa, OK
Past
March 2, 2015 - August 15, 2018
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
TULSA, OK
Past
March 2, 2015 - August 15, 2018
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
TULSA, OK
Past
October 1, 2012 - March 11, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
TULSA, OK
Past
October 1, 2012 - March 11, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TULSA, OK
Past
January 10, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TULSA, OK
Past
January 6, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TULSA, OK
Past
November 17, 2010 - February 15, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
TULSA, OK
Past
September 30, 2010 - February 15, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(8/13/2018)
IAR
Oklahoma(8/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
913 W Monroe Avenue, Lowell, AR 72745
Mailing Address
Po Box 1515, Lowell, AR 72745
Phone number
(888) 916-2121
Established
Arkansas since 07/11/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
232
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARVEST BANK | OWNER | |
| BREWER, GRETCHEN DAPHYNE | FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | 5089523 |
| CAIN, KENDRA BRADFORD | CHIEF COMPLIANCE OFFICER | 4580246 |
| CAIN, KENDRA BRADFORD | DIRECTOR | 4580246 |
| COTTRELL, ASA ANDERSON | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | 2151839 |
| CRAIN, BRADLEY JEAN | DIRECTOR | 5203394 |
| DERRYBERRY, DEE GARRISON | DIRECTOR | 4013705 |
| DERRYBERRY, DEE GARRISON | COO | 4013705 |
| HAYS, KIRK JODELL | DIRECTOR | 8156910 |
| JAMES, CARA CLUGSTON | DIRECTOR | 7249296 |
| LIPSCOMB, TABITHA HUBBS | DIRECTOR | 4347525 |
| MACHEN, JAMES MATTHEW | DIRECTOR | 4882241 |
| MORBECK, AMY MARIE | DIRECTOR | 7972656 |
| PAYNE, KARLA | DIRECTOR | 4725253 |
| PERRON, JOHN ARLEIGH | ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | PRIVATE SECURITIES OFFERINGS PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 3159317 |
| PERRON, JOHN ARLEIGH | PRINCIPAL OPERATIONS OFFICER | 3159317 |
| ROGERS, DONNY RAY JR | PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR | 2602108 |
| ROOKER, BARRY CHRISTOPHER | SENIOR DIRECTOR OF SALES/DIRECTOR | 3262999 |
| SABIN, KENNETH KEVIN | DIRECTOR | 5947088 |
| SHEPARD, RODNEY LEMAN | DIRECTOR | 7884866 |
| SMITH, BRIAN ANDREW | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | 2888485 |
Regulatory assets under management
| Total Number of Accounts | 7,800 |
| AUM (Assets Under Management) | $ 2,824,855,462 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 01/13/2025 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARVEST WEALTH MANAGEMENT
CRD#: 42057Tulsa, OK 74103TRUST BUT VERIFY
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