James E. Reynolds
Professional summary
James Edward Reynolds, who also goes by Jay Edward Reynolds, James Reynolds, Jay Reynolds, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Charleston, South Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 2010. James has worked at 7 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 79, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Edward Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 465 Meeting Street Suite 500, Charleston, SC 29403October 15, 2019 - July 27, 2021
HARRIS WILLIAMS
June 24, 2017 - September 13, 2019
DEUTSCHE BANK SECURITIES INC.
June 12, 2013 - July 17, 2015
CITIGROUP GLOBAL MARKETS INC.
February 25, 2013 - July 17, 2015
CITIGROUP GLOBAL MARKETS INC.
April 4, 2012 - January 22, 2013
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
April 3, 2012 - January 22, 2013
AMUNDI DISTRIBUTOR US, INC.
September 3, 2010 - March 14, 2012
STANCHART SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2023)
Exams
Series 79TO
Date: 10/9/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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